Products 
Compliance Portal™
Compliance Portal™
Regulatory examiners often focus on compliance programs related to non-affiliated third parties (NATPs) such as insurance agents and vendors. Today, most insurance firms are not overseeing and verifying that these organizations are performing adequate compliance-related activities.
Regulatory requirements related to suitability, privacy and security and sales practices are just some examples where non-compliance in your NATP community can lead to significant issues for YOU.
Compliance Portal™ provides everything needed to communicate, educate, validate and report on activities and efforts that you and members of your distribution or vendor networks perform related to specific regulatory requirements.
- CAC notifies you when a regulatory change includes requirements that extend to your NATP’s
- CAC provides you with NATP specific regulatory content; your firm can modify, add, or delete as needed
- Create, manage, and customize content to be delivered to NATPs
- Survey Module helps you create feature-rich surveys including; conditional questions, data recipient mapping, FAQ delivery, etc.
- Automated workflow allows you to manage data collection requirements electronically
- Increased market conduct readiness with high degree of transparency related to YOUR compliance efforts with your NATP’s
Compliance Portal™ provides the most effective means of mitigating these risks. To learn more or to arrange for a demonstration, please contact CAC at This e-mail address is being protected from spambots. You need JavaScript enabled to view it .