Compliance Dashboard

Visibility without Liability
Insurance firms have complex distribution networks that often include independent contractors and affiliated firms (extended enterprise). These firms have access to your clients’ private financial and health information.
- Is that information being protected?
- Is everyone compliant?
- How do you know?
Federal law obligates you to ensure this information is being protected. In addition to regulatory concerns independent auditors and your executives and board members are beginning to ask questions about these obligations (see quote in box to left).
Historically these types of regulatory issues were reserved for larger firms who might have been publicly traded. New rules from the National Association of Insurance Commissioners (NAIC) extend these types of compliance requirements to most insurers.
Compliance Dashboard provides the visibility into your extended enterprise that today’s regulatory environment demands.
Compliance Dashboard provides a 360 degree view into all aspects of the requirements these firms are mandated with.
Compliance Dashboard includes all of your distribution channels; independent contractors, product/service distributors, and producers. View all of this without ever leaving your desk;
- Aggregate totals of compliant producers
- Compliance status by regulation, by producer
- Immediate and accurate reporting on each producer
- More
A truly comprehensive privacy compliance solution must include the ability to ensure that firms with whom you share your client’s private data are doing their part to protect it.