CAAB fits all the pieces together.
Clients presume you are ALREADY protecting their private financial information, shortly carriers will be asking you to PROVE it!

You are continuously being asked to do more in your business; no place is this more apparent then in the world of regulatory compliance. The regulatory environment continues to offer your firm significant challenges, these unfunded government mandates require your staff’s time and your money!

Compliance Assured Agent/Broker (CAAB) is the answer.

CAAB provides the agent or broker with everything necessary to comply with

• GLBA
• HIPAA
• FACTA
• State-based privacy and security regulations

Once compliant, our clients utilize the Sales Accelerator to demonstrate their commitment to protecting their client’s identities; and, thus, win new business.

CAAB includes tools that provide a step-by-step approach to ensuring that you get and remain compliant with all of the privacy regulations your firm is subject to; easily and inexpensively (WE GUARANTEE IT)!. CAAB is not a one-time process. It is a continuous Virtual Compliance Officer, handling all of your requirements for as long as the regulation(s) exists.

CAAB takes you through a step-by-step process and provides all the tools necessary to execute compliance with complex privacy regulations. Begin by entering company and office information. After this initial data entry, compliance is about to begin:

• Development of policy and procedural documents
• Training for new and current employees
• Network vulnerability testing and monitoring
• Documentation and audit trails
• Proof for your carriers as to your privacy compliance status

CAAB pulls all of the pieces of compliance together; providing you with all you need to ensure compliance (we guarantee it!).